Aggressive Stock Loss recovery, Investment Fraud, Securities Fraud Lawyer Aggressive Stock Loss recovery, Investment Fraud, Securities Fraud Lawyer
Aggressive Stock Loss recovery, Investment Fraud, Securities Fraud Lawyer
 

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Aggressive Stock Loss recovery, Investment Fraud, Securities Fraud Lawyer

 

Aggressive Stock Loss recovery, Investment Fraud, Securities Fraud LawyerAggressive Stock Loss recovery, Investment Fraud, Securities Fraud LawyerFred J. Fleming 1-800-882-5500 Aggressive Stock Loss recovery, Investment Fraud, Securities Fraud LawyerAggressive Stock Loss recovery, Investment Fraud, Securities Fraud Lawyercalifornia lawyers attorneys 1-800-882-5500CA california personal injury lawyers attorneys
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Stock Loss Recovery & Investment Fraud Attorney

Protecting Your Legal Rights
by Fred J. Fleming (800) 882-5500 or 213-381-1321

If you have lost money in the stock market, you may have legal recourse against your stockbroker or financial advisor.  Stockbrokers must comply with a set of legal standards.  If they breach these standards and cause economic loss, you may have a claim.

The following are examples of types of conducts by brokers that are prohibited by Federal and State Law.

Unsuitable Investments:  
Investments must be judged in terms of your needs and resources.  If you have indicated to your broker that you want to be conservative and he/she urges you to buy a risky stock, that investment is unsuitable.

Churning:
  
Churning is the excessive trading in securities more often than necessary in order to increase the commissions.


Unauthorized Trades:  
Your broker bought any securities and (or) stock without asking you.

Order Failure:
Your broker did not sell (or buy) securities and (or) stock when you told him to.

Mutual Fund Switching:
Your broker sells one of your government bond mutual funds and buys another government bond mutual fund.

As an example, if a retired school teacher expresses to stockbroker that he or she wants to be in only safe investments and the stockbroker buys speculative stock investments and a major loss occurs, the stockbroker is in violation of the law.

Here is a list of possible Securities Fraud that we handle:

commission churning misrepresentations
unsuitable investments unauthorized transactions
execution failures excessive mark ups
unregistered securities disappearing funds
improper margin liquidations botched transfers
web-broker outages unregistered brokers
broker bribes fraudulent research
boiler room tactics junk bonds

If you suspect you have been a victim of any of the above securities fraud you should seek help from a qualified attorney immediately to see if you have a claim.

We Can Help! Contact Us Now or Call Us Toll Free 1-800-882-5500 or 1-213-381-1321(Outside CA)


 

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